Tag: Federal Register

SEC Reopens Comment Period for Proposed Rule on Share Repurchase Disclosure Modernization
Christine Harbster December 7, 2022
SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee and Expense-Related Information in Fund Advertisements
Christine Harbster October 26, 2022
SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules
Christine Harbster October 26, 2022
SEC Proposes Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Christine Harbster September 14, 2022
SEC Adopts JOBS Act Inflation Adjustments
Christine Harbster September 9, 2022
SEC Proposes to Enhance Private Fund Reporting
Christine Harbster August 10, 2022
SEC Proposes Rules to Improve Clearing Agency Governance and to Mitigate Conflicts of Interest
Christine Harbster August 8, 2022
SEC Adopts Amendments to Proxy Rules Governing Proxy Voting Advice
Christine Harbster July 14, 2022
SEC Updates Electronic Filing Requirements
Christine Harbster June 3, 2022