Tag: Gary Gensler

SEC Sets New Standard with Climate-Related Disclosure Rules for Public Companies
ESG News March 7, 2024
SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
Christine Harbster January 30, 2023
SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
Christine Harbster January 26, 2023
Antonia Apps Named Director of the SEC’s New York Regional Office
Christine Harbster December 27, 2022
SEC Announces Enforcement Results for FY22
Christine Harbster November 15, 2022
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
Christine Harbster October 26, 2022
SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee and Expense-Related Information in Fund Advertisements
Christine Harbster October 26, 2022
SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules
Christine Harbster October 26, 2022
SEC Monitoring Impact of Hurricanes Ian and Fiona on Capital Markets
Christine Harbster September 29, 2022
Deloitte’s Chinese Affiliate to Pay $20 Million Penalty for Asking Audit Clients to Conduct Their Own Audit Work
Christine Harbster September 29, 2022
SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures
Christine Harbster September 28, 2022
Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX
Christine Harbster September 26, 2022
SEC Proposes Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Christine Harbster September 14, 2022
SEC Proposes to Enhance Private Fund Reporting
Christine Harbster August 10, 2022
SEC Proposes Rules to Improve Clearing Agency Governance and to Mitigate Conflicts of Interest
Christine Harbster August 8, 2022
SEC Proposes Amendments to Shareholder Proposal Rule
Christine Harbster July 14, 2022
SEC Adopts Amendments to Proxy Rules Governing Proxy Voting Advice
Christine Harbster July 14, 2022
SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers
Christine Harbster June 24, 2022
SEC Updates Electronic Filing Requirements
Christine Harbster June 3, 2022