Tag: SEC

SEC Withdraws ESG Disclosure and Shareholder Proposal Reform Rules
ESG News June 17, 2025
US Regulator Gives Approval for First Green Stock Exchange
ESG News April 16, 2025
SEC Drops Legal Defense of Climate Disclosure Rule, Leaving Its Future Uncertain
ESG News March 28, 2025
SEC Extends Compliance Deadline for Names Rule, Impacting ESG and Thematic Funds
ESG News March 19, 2025
Tim Mohin: SEC Disbands Climate & ESG Task Force
Tim Mohin September 20, 2024
US Climate Disclosure Advances Amid ESG Pushback
ESG News July 16, 2024
SEC, CFA Institute, and CFA Society Thailand Enhance ESG Integration in Securities Analysis
ESG News July 8, 2024
SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
Christine Harbster January 30, 2023
SEC Issues $28 Million Award to Joint Whistleblowers
Christine Harbster January 24, 2023
SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets
Christine Harbster January 20, 2023
SEC Awards Approximately $18 Million to Three Whistleblowers
Christine Harbster January 19, 2023
SEC Charges McDonald’s Former CEO for Misrepresentations About His Termination
Christine Harbster January 9, 2023
Antonia Apps Named Director of the SEC’s New York Regional Office
Christine Harbster December 27, 2022
SEC Charges Honeywell with Bribery Schemes in Algeria and Brazil
Christine Harbster December 20, 2022
SEC Charges Former CEO of Biotech Company CytoDyn with Fraud, Insider Trading
Christine Harbster December 20, 2022
SEC Charges Danske Bank with Fraud for Misleading Investors about Its Anti-Money Laundering Compliance Failures in Estonia
Christine Harbster December 13, 2022
SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering
Christine Harbster December 7, 2022
SEC Reopens Comment Period for Proposed Rule on Share Repurchase Disclosure Modernization
Christine Harbster December 7, 2022
AT&T Settles SEC Charge of Selectively Disclosing Material Information to Wall St. Analysts
Christine Harbster December 5, 2022
SEC Charges Goldman Sachs for Failing to Follow ESG Investing Policies
ESG News November 23, 2022