Tag: Securities and Exchange Commission

Diligent Reports Over 75% of U.S. Companies Recognize Climate Change as a Material Risk
ESG News June 6, 2024
SEC Sets New Standard with Climate-Related Disclosure Rules for Public Companies
ESG News March 7, 2024
Deutsche Bank’s DWS fined $25 Million by SEC for AML and ESG Violations
ESG News September 26, 2023
SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
Christine Harbster January 30, 2023
SEC Issues $28 Million Award to Joint Whistleblowers
Christine Harbster January 24, 2023
SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets
Christine Harbster January 20, 2023
SEC Awards Approximately $18 Million to Three Whistleblowers
Christine Harbster January 19, 2023
SEC Charges McDonald’s Former CEO for Misrepresentations About His Termination
Christine Harbster January 9, 2023
Antonia Apps Named Director of the SEC’s New York Regional Office
Christine Harbster December 27, 2022
SEC Charges Honeywell with Bribery Schemes in Algeria and Brazil
Christine Harbster December 20, 2022
SEC Charges Former CEO of Biotech Company CytoDyn with Fraud, Insider Trading
Christine Harbster December 20, 2022
SEC Charges Danske Bank with Fraud for Misleading Investors about Its Anti-Money Laundering Compliance Failures in Estonia
Christine Harbster December 13, 2022
SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering
Christine Harbster December 7, 2022
SEC Reopens Comment Period for Proposed Rule on Share Repurchase Disclosure Modernization
Christine Harbster December 7, 2022
AT&T Settles SEC Charge of Selectively Disclosing Material Information to Wall St. Analysts
Christine Harbster December 5, 2022
SEC Charges Goldman Sachs for Failing to Follow ESG Investing Policies
ESG News November 23, 2022
SEC Seeks to Stop the Registration of Misleading Crypto Asset Offerings
Christine Harbster November 18, 2022
SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud
Christine Harbster November 4, 2022
SEC Awards More Than $10 Million to Whistleblower
Christine Harbster October 31, 2022
SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules
Christine Harbster October 26, 2022