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Tag: U.S. Securities and Exchange Commission
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
October 26, 2022
The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers from outsourcing certain services and...
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SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee and Expense-Related Information in Fund Advertisements
October 26, 2022
The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually engaging shareholder reports and to...
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Green Exchange To Create First Dedicated “Green” Equities Exchange in the United States
September 14, 2022
Listed companies will be required to credibly commit to good green governance Companies can dually list alongside their primary exchange Listing standards embed a culture of green compliance directly into...
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