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Tag: Federal Securities Law
SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering
December 7, 2022
The Securities and Exchange Commission today charged venture capital firm Vika Ventures LLC and its CEO and co-founder, George Iakovou, with fraudulently offering and selling more than $6 million of...
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SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers
October 26, 2022
The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers from outsourcing certain services and...
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SEC Charges Tampa-Based Health Insurance Distributor and its Former CEO with Making False Statements to Investors
July 20, 2022
The Securities and Exchange Commission today announced charges against Health Insurance Innovations (HII) and its former CEO Gavin Southwell for concealing extensive consumer complaints about short-term and limited health insurance...
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