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Category: Governance
Company Agrees to Pay a Record Penalty in Regulation FD Cases of $6.25 Million The Securities and Exchange Commission today announced that AT&T agreed to pay a $6.25 million penalty...
EDC Round 7 advances Bipartisan Infrastructure Law priorities to improve safety, build sustainable transportation infrastructure, and grow an inclusive workforce The U.S. Department of Transportation’s Federal Highway Administration (FHWA) today...
Tribes encouraged to seek assistance from the Center in their area and apply for historic Bipartisan Infrastructure Law Tribal funding; Funding opportunity for a seventh center coming soon The U.S....
The Securities and Exchange Commission today instituted administrative proceedings against American CryptoFed DAO LLC (American CryptoFed), a Wyoming-based organization, to determine whether a stop order should be issued to suspend...
The U.S. Department of Transportation’s Federal Highway Administration (FHWA) announced the immediate availability of $5.2 million in “quick release” Emergency Relief funds for use by the U.S. Department of Agriculture’s...
Commission filed 760 enforcement actions and recovered record $6.4 billion in penalties and disgorgement on behalf of investing public The Securities and Exchange Commission today announced that it filed 760...
Trade Coin Club raised money from more than 100,000 investors worldwide The Securities and Exchange Commission today announced charges against Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor, and Jonathan...
The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower who provided information and assistance that significantly contributed to a successful SEC enforcement...
The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers from outsourcing certain services and...
The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually engaging shareholder reports and to...
The Securities and Exchange Commission today adopted rules to require securities exchanges to adopt listing standards that require issuers to develop and implement a policy providing for the recovery of...
Senior legal analysts examine recent Supreme Court cases impacting abortion rights, the power of administrative agencies, and the ESG terrain Supreme Court impacts ESG issues and is poised to do...
Today, as part of its ongoing efforts through the National Roadway Safety Strategy (NRSS) to prioritize safety and meet milestones laid out in the Bipartisan Infrastructure Law, the U.S. Department of Transportation’s...
The U.S. Department of Transportation’s Federal Highway Administration (FHWA) today announced the immediate availability of $50 million in “quick release” Emergency Relief (ER) funds for use by the Florida Department...
The Securities and Exchange Commission today announced that California-based Mattel Inc. has agreed to pay $3.5 million to settle charges relating to misstatements in its third and fourth quarter 2017...
Challenge will advance the use of sustainable pavements and quantify environmental impacts As part of the U.S. Department of Transportation’s ongoing work to address climate change, the Federal Highway Administration...
The Securities and Exchange Commission today charged audit firm RSM US LLP and three senior-level employees with improper professional conduct for failing to properly audit Revolution Lighting Technologies Inc.’s (“Revolution”)...
On September 29, 2022, the Securities and Exchange Commission today charged Barclays PLC and Barclays Bank PLC (BBPLC) in connection with the unregistered offer and sale of an unprecedented amount...
Defendant presented himself as a special forces veteran and Harvard grad to gain investor trust The Securities and Exchange Commission today charged Justin Costello for using a false persona, as...
SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricanes Ian and Fiona. While the safety of local residents is the highest priority,...
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