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Category: Governance
Commission filed 760 enforcement actions and recovered record $6.4 billion in penalties and disgorgement on behalf of investing public The Securities and Exchange Commission today announced that it filed 760...
Trade Coin Club raised money from more than 100,000 investors worldwide The Securities and Exchange Commission today announced charges against Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor, and Jonathan...
The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower who provided information and assistance that significantly contributed to a successful SEC enforcement...
The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers from outsourcing certain services and...
The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually engaging shareholder reports and to...
The Securities and Exchange Commission today adopted rules to require securities exchanges to adopt listing standards that require issuers to develop and implement a policy providing for the recovery of...
Senior legal analysts examine recent Supreme Court cases impacting abortion rights, the power of administrative agencies, and the ESG terrain Supreme Court impacts ESG issues and is poised to do...
Today, as part of its ongoing efforts through the National Roadway Safety Strategy (NRSS) to prioritize safety and meet milestones laid out in the Bipartisan Infrastructure Law, the U.S. Department of Transportation’s...
The U.S. Department of Transportation’s Federal Highway Administration (FHWA) today announced the immediate availability of $50 million in “quick release” Emergency Relief (ER) funds for use by the Florida Department...
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