Commodity Futures Trading Commission Archives

Climate, ESG News Smart Read, Opinion, Regulation

Tim Mohin: Calls for Carbon Market Regulation Grow Amid Climate Disasters

Tim Mohin October 11, 2024

For more from Tim Mohin, sign up for his newsletter here With the 29th “Conference of the Parties” – (COP29, the global climate confab) – just around the corner, countries are...

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ESG News, Governance, Investing

SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures

Christine Harbster September 28, 2022

Firms admit to wrongdoing and agree to pay penalties totaling more than $1.1 billion On Tuesday, September 27, 2022, the Securities and Exchange Commission announced charges against 15 broker-dealers and...

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ESG News, Government

SEC Proposes to Enhance Private Fund Reporting

Christine Harbster August 10, 2022

The Securities and Exchange Commission today voted to propose amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds. The amendments, which the Commodity...

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