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Tag: DWS Group
Deutsche Bank’s DWS fined $25 Million by SEC for AML and ESG Violations
September 26, 2023
The Securities and Exchange Commission (SEC) charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in two separate enforcement actions, one...
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Deutsche Bank, DWS Offices in Frankfurt Searched Over Greenwashing Claims
May 31, 2022
Action adds to probes by SEC and federal prosecutors in the U.S. into asset manager’s claims of sustainable investing The Frankfurt offices of Deutsche Bank AG and its asset-management subsidiary DWS Group were...
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