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Tag: Market Abuse
SEC Announces Enforcement Results for FY22
November 15, 2022
Commission filed 760 enforcement actions and recovered record $6.4 billion in penalties and disgorgement on behalf of investing public The Securities and Exchange Commission today announced that it filed 760...
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SEC Charges Two Canadian Software Engineers with Insider Trading
September 30, 2022
The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.6 million by trading ahead of non-public, market-moving financial information. See related articles:...
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