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Tag: Private Funds
SEC Announces Enforcement Results for FY22
November 15, 2022
Commission filed 760 enforcement actions and recovered record $6.4 billion in penalties and disgorgement on behalf of investing public The Securities and Exchange Commission today announced that it filed 760...
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SEC Proposes to Enhance Private Fund Reporting
August 10, 2022
The Securities and Exchange Commission today voted to propose amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds. The amendments, which the Commodity...
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