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Tag: Stephen Kam
SEC Charges Mattel with Financial Misstatements and Former PwC Audit Partner with Improper Professional Conduct
October 21, 2022
The Securities and Exchange Commission today announced that California-based Mattel Inc. has agreed to pay $3.5 million to settle charges relating to misstatements in its third and fourth quarter 2017...
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SEC Charges Two Canadian Software Engineers with Insider Trading
September 30, 2022
The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.6 million by trading ahead of non-public, market-moving financial information. See related articles:...
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